Shore to Summit Wealth Management is pleased to announce that Jimmy Dunn has joined the practice as a Managing Principal. Dunn brings more than three decades of distinguished industry experience to ...

D.A. Davidson & Co. announced today a regional restructuring of its Wealth Management division and branch leadership changes.

A four-advisor team that managed $1.1 billion in client assets joined LPL Financial in Alpharetta, Georgia, from Wells ...

Broker rejoined Wells Fargo in Cupertino in February after spending nearly four years with Morgan Stanley in Palo Alto.

Financial, the Irvine, California, $5 billion hybrid firm, announced the launch of Trilogy Tax & Consulting LLC.

Investors are likely to find it increasingly hard to make “easy money” by betting on outsized returns from artificial intelligence-linked capital expenditures compared with consumer-driven spending, ...

Active managers who briefly looked like they might finally have their moment earlier this year are once again confronting ...

Dan Ives put his name on an actively managed technology ETF, with the ticker IVES, that has grown to more than $1 billion.

The leader of a $4.6 billion Ameriprise team who sued a former colleague for $1 million was instead ordered to pay him ...

Procyon, an independent registered investment advisory firm, has acquired Elite Retirement Consultants, LLC (“ERC”), a wealth ...

Concurrent Investment Advisors, an RIA platform overseeing almost $29 billion in total assets, has acquired a firm with $5.4 ...

Team joined independent practice Ascend Advisor Group, which manages more than $2.5 billion in assets, according to an ...